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| To assist clients understanding on the processes of investment management that I use I have included a brief description of each of the platform and where I use them in my practice. |
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Managers Select |
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 This platform provides individual ownership of stocks and or bonds purchased in a portfolio with a specific objective. I use these portfolios for clients with assets of over $1,000,000 that desire more control over the assets in the portfolio. I also use this platform to help in the management of capital gains in after tax accounts
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Personal Wealth Portfolios |
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This platform can provide a portfolio of both separate accounts (Individual Securities) and mutual funds based on account size. The mutual funds are used to diversify the portfolio and changes are made to the portfolio when either the portfolio is out of balance or there is a need for a change with the investment manager. I use these portfolios for clients with assets of over $750,000 that desire both customization and diversification.
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Managed Wealth Portfolios |
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This platform provides independent asset allocation of mutual funds to meet client’s investment objectives and risk tolerance. I use these portfolios for clients with assets over $100,000.
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Strategic Asset Management |
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 This platform provides open architecture to have stocks, bonds, ETFs and mutual funds in one portfolio. It is suitable for clients that have a position that they do not want to sell and want to incorporate a portfolio around the asset. I use this to complement the other platforms. It has an account minimum of $25,000
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Optimum Market Portfolios |
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This platform is a fund of funds approach for asset allocation. I use this for small accounts that do not have the assets to be in one of the other platforms. It gives asset allocation based on objectives and is rebalanced as needed. It has an account minimum of $15,000
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Other Investments |
I also use the following investment products if suitable for the clients.
The options below are not advisory platforms and there may be a commission paid for the use of these products. Please read prospectus carefully before investing.
Direct investment with Mutual funds
Non Traded Real Estate Investment Trusts (REITS)
Annuities |
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Securities, Insurance Products and Financial Planning offered through LPL Financial and its affiliates, Member FINRA / SIPC |
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Not FDIC or NCUA/NCUSIF Insured | No Bank or Credit Union Guarantee | May Lose Value |
Not Guaranteed by any Government Agency | Not a Bank/Credit Union Deposit |
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The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following States: North Carolina. |
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